Personnel Hong Kong SFC License Details (ID 88175)

Personnel Hong Kong SFC License Details (ID 88175)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on corporate finance	2016-04-01	2019-08-02
	Rep	Advising on securities	2016-04-01	2019-08-02
	Rep	Dealing in securities	2016-04-01	2019-08-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-07-25	2015-12-31
	Rep	Advising on securities	2011-07-25	2015-12-31
	Rep	Dealing in securities	2011-07-25	2015-12-31
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-07-25	2015-12-31
	Rep	Advising on securities	2011-07-25	2015-12-31
	Rep	Dealing in securities	2011-07-25	2015-12-31