Personnel Hong Kong SFC License Details (ID 88181)

Personnel Hong Kong SFC License Details (ID 88181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2013-08-05	2014-09-30
	Rep	Asset management	2013-08-05	2014-09-30
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2012-08-06	2013-04-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-07-18	2012-04-02
	Rep	Advising on securities	2011-07-18	2012-04-02
	Rep	Dealing in securities	2011-07-18	2012-04-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-07-18	2012-04-02
	Rep	Advising on securities	2011-07-18	2012-04-02
	Rep	Dealing in securities	2011-07-18	2012-04-02