Personnel Hong Kong SFC License Details (ID 88182)

Personnel Hong Kong SFC License Details (ID 88182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2016-09-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-08-10	2016-09-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-08-10	2016-09-28
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-10	2010-08-20
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2008-05-21	2009-07-08
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2003-07-03
	Rep	Advising on securities	-	2003-07-03
	Rep	Asset management	-	2003-07-03
	Rep	Dealing in securities	-	2003-07-03