Personnel Hong Kong SFC License Details (ID 88185)

Personnel Hong Kong SFC License Details (ID 88185)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JUMP TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2021-11-05	-
	RO	Dealing in securities	2021-11-05	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-07	2014-02-25
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-08-21	2014-02-25
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-08-21	2014-02-25
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-21	2010-09-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-06-25	2009-05-22
	Rep	Dealing in securities	2007-06-25	2009-05-22
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-10-18	2007-03-28
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-10-18	2007-03-28
	Rep	Dealing in futures contracts	2005-10-18	2007-03-28