Personnel Hong Kong SFC License Details (ID 88187)

Personnel Hong Kong SFC License Details (ID 88187)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERSTONE INVESTMENTS LIMITED (HK)	RO	Advising on corporate finance	2023-03-01	-
Renco Capital Partners Limited	RO	Advising on corporate finance	2018-02-06	2019-02-16
	RO	Dealing in securities	2018-02-06	2019-02-16
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2013-09-12	2016-03-10
	RO	Advising on securities	2013-09-12	2016-03-10
	RO	Dealing in securities	2013-09-12	2016-03-10
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2013-09-12	2016-03-10
	RO	Advising on securities	2013-09-12	2016-03-10
	RO	Dealing in securities	2013-09-12	2016-03-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-06-21	2013-09-12
	Rep	Advising on securities	2010-06-21	2013-09-12
	Rep	Dealing in securities	2010-06-21	2013-09-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-06-21	2013-09-12
	Rep	Advising on securities	2010-06-21	2013-09-12
	Rep	Dealing in securities	2010-06-21	2013-09-12