Webb-site Legacy

Zhang, Ning (SFC:ANE665) 張寧

SFC ID:ANE665

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-12-30	2024-04-26
Mage Securities Limited	Rep	Advising on securities	2013-12-30	2024-04-26
	Rep	Dealing in securities	2013-12-30	2024-04-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-04	2013-09-18
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-03	2013-09-18
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-07-13	2013-09-18
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-13	2010-09-03
CAIIS Limited	Rep	Dealing in securities	2006-07-12	2007-02-28
	Rep	Advising on securities	2006-05-03	2007-02-28