Personnel Hong Kong SFC License Details (ID 88192)

Personnel Hong Kong SFC License Details (ID 88192)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2018-08-16	-
	Rep	Asset management	2018-08-16	-
	Rep	Dealing in securities	2018-07-13	-
abrdn Hong Kong Limited	Rep	Dealing in securities	2018-04-11	2018-06-01
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-07-15	2018-06-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2013-06-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-16	2010-09-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-06-09	2013-06-07
Merrill Lynch Far East Limited	Rep	Dealing in securities	2006-06-09	2012-05-16
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2005-11-01	2006-05-22