Personnel Hong Kong SFC License Details (ID 88193)

Personnel Hong Kong SFC License Details (ID 88193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An Securities (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2019-06-10	2025-05-31
	RO	Asset management	2019-06-10	2025-05-31
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2019-05-07	2025-05-31
	RO	Dealing in securities	2019-05-07	2025-05-31
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2018-09-26	2025-05-31
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Asset management	2018-09-26	2021-05-20
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2018-03-07	2025-05-31
	RO	Dealing in futures contracts	2018-03-07	2025-05-31
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Advising on securities	2018-03-07	2021-05-20
	RO	Dealing in securities	2018-03-07	2021-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-04-07	2016-04-25
	Rep	Dealing in securities	2011-04-07	2016-04-25