Personnel Hong Kong SFC License Details (ID 88197)

Personnel Hong Kong SFC License Details (ID 88197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2023-01-03	2023-04-11
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-03-25	2020-11-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-03-25	2020-11-23
	Rep	Dealing in securities	2020-03-25	2020-11-23
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-05-24	2012-09-28
	Rep	Dealing in securities	2006-03-20	2012-09-28
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2005-05-05	2005-12-13
	Rep	Dealing in securities	2005-05-05	2005-12-13