Personnel Hong Kong SFC License Details (ID 88200)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-10-12	-
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2022-12-16	2023-09-22
	Rep	Dealing in securities	2015-09-30	2015-10-30
	Rep	Advising on securities	2015-09-30	2022-12-16
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-08-25	2015-06-17
	Rep	Dealing in securities	2010-08-25	2015-06-17
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2009-11-04	2010-08-05