| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-03-30 | - |
| Rep | Advising on securities | 2015-03-30 | - | |
| Rep | Dealing in securities | 2015-03-30 | - | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-06-19 | 2015-01-08 |
| Rep | Advising on securities | 2014-06-19 | 2015-01-08 | |
| Rep | Dealing in securities | 2014-06-19 | 2015-01-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-08-08 | 2012-01-10 |
| Rep | Advising on securities | 2011-08-08 | 2012-01-10 | |
| Rep | Dealing in securities | 2011-08-08 | 2012-01-10 | |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-08-08 | 2012-01-10 |
| Rep | Advising on securities | 2011-08-08 | 2012-01-10 | |
| Rep | Dealing in securities | 2011-08-08 | 2012-01-10 |
No HKMA registrations in the collected records.