| TFI Securities and Futures Limited | RO | Advising on securities | 2023-04-03 | - |
| TFI Asset Management Limited | RO | Advising on futures contracts | 2023-02-06 | - |
| RO | Advising on securities | 2023-02-06 | - |
| RO | Asset management | 2023-02-06 | - |
| TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2020-05-05 | - |
| RO | Dealing in securities | 2019-12-16 | - |
| CEB International Capital Corporation Limited | Rep | Advising on securities | 2018-10-22 | 2019-07-10 |
| Rep | Dealing in securities | 2018-10-22 | 2019-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-04 | 2017-08-22 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-04 | 2017-08-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-04 | 2010-12-16 |