Personnel Hong Kong SFC License Details (ID 88222)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	RO	Advising on securities	2016-12-14	2019-05-17
	RO	Dealing in securities	2016-12-14	2019-05-17
ZHONGRONG PT SECURITIES LIMITED	RO	Dealing in securities	2016-04-22	2016-11-16
	Rep	Dealing in securities	2016-02-25	2016-04-22
M SECURITIES LIMITED (HK)	RO	Dealing in securities	2015-04-14	2015-08-07
	Rep	Dealing in securities	2015-04-08	2015-04-14
ZHONGRONG PT SECURITIES LIMITED	RO	Advising on futures contracts	2014-10-24	2015-03-05
	Rep	Advising on securities	2014-10-24	2015-03-05
	RO	Dealing in futures contracts	2014-10-24	2015-03-05
	RO	Dealing in securities	2014-10-24	2015-03-05
MF Global Hong Kong Limited	RO	Advising on futures contracts	2011-07-15	2011-11-11
	RO	Advising on securities	2011-07-15	2011-11-11
	Rep	Advising on futures contracts	2008-05-05	2011-07-15
	Rep	Advising on securities	2008-05-05	2011-07-15
	RO	Dealing in securities	2007-04-30	2011-11-11
	RO	Dealing in futures contracts	2007-04-18	2011-11-11
	Rep	Dealing in futures contracts	2006-11-09	2007-04-18
MF Global Securities HK Limited	Rep	Dealing in securities	2006-11-09	2007-04-30
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-12-01	2006-10-09
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-12-01	2006-10-09
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-07-29	2006-10-09
	Rep	Dealing in futures contracts	2005-07-29	2006-10-09
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-05-27	2005-07-07
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2004-05-27	2005-07-07
RBS Asia Futures Limited	Rep	Advising on futures contracts	-	2004-04-01
	Rep	Asset management	-	2004-04-01
	Rep	Dealing in futures contracts	-	2004-04-01