Personnel Hong Kong SFC License Details (ID 88225)

Personnel Hong Kong SFC License Details (ID 88225)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sucden Financial (HK) Limited	RO	Leveraged foreign exchange trading	2013-11-27	2018-02-24
	Rep	Dealing in futures contracts	2012-12-17	2018-02-24
MF Global Hong Kong Limited	RO	Leveraged foreign exchange trading	2008-10-08	2011-12-13
	Rep	Leveraged foreign exchange trading	2007-04-30	2008-10-08
MF Global Foreign Exchange HK Limited	Rep	Leveraged foreign exchange trading	2006-11-07	2007-04-30
MF Global Hong Kong Limited	Rep	Advising on futures contracts	2006-10-13	2011-12-13
	Rep	Dealing in futures contracts	2006-10-13	2011-12-13
CMC Markets Asia Limited	Rep	Leveraged foreign exchange trading	2005-10-10	2006-06-29
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2005-02-25	2005-08-15