| Halo Capital (H.K.) Limited | RO | Advising on securities | 2026-03-13 | - |
| RO | Asset management | 2026-03-13 | - |
| Halo Securities Limited | RO | Dealing in securities | 2026-03-13 | - |
| KuCoin Asset Management Limited | RO | Asset management | 2024-03-12 | 2026-02-06 |
| KuCoin Commodity Futures Limited | RO | Advising on futures contracts | 2024-03-12 | 2026-02-06 |
| RO | Dealing in futures contracts | 2024-03-12 | 2026-02-06 |
| KuCoin HK Limited | RO | Advising on securities | 2024-03-12 | 2026-02-06 |
| RO | Dealing in securities | 2024-03-12 | 2026-02-06 |
| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2020-09-23 | 2022-01-24 |
| RO | Dealing in securities | 2020-09-23 | 2022-01-24 |
| KVB Kunlun Securities (HK) Limited | RO | Advising on futures contracts | 2019-03-26 | 2020-09-11 |
| RO | Dealing in futures contracts | 2019-03-26 | 2020-09-11 |
| KVB Capital Markets Limited | Rep | Leveraged foreign exchange trading | 2018-02-23 | 2020-09-11 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-02-23 | 2020-09-11 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2018-02-23 | 2020-09-11 |
| Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2016-09-02 | 2017-10-20 |
| Sucden Financial (HK) Limited | Rep | Dealing in futures contracts | 2014-01-13 | 2016-08-04 |
| Rep | Leveraged foreign exchange trading | 2014-01-13 | 2016-08-04 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-02-06 | 2012-03-25 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-02-06 | 2012-03-25 |
| MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2011-02-17 | 2011-12-13 |
| Rep | Advising on securities | 2011-02-17 | 2011-12-13 |
| Rep | Dealing in futures contracts | 2011-02-17 | 2011-12-13 |
| Rep | Dealing in securities | 2011-02-17 | 2011-12-13 |
| Rep | Advising on futures contracts | 2009-02-20 | 2009-12-11 |
| Rep | Advising on securities | 2009-02-20 | 2009-12-11 |
| Rep | Dealing in futures contracts | 2008-08-07 | 2009-12-11 |
| Rep | Dealing in securities | 2008-08-07 | 2009-12-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2008-08-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-06 | 2008-08-01 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-03 | 2007-07-05 |