Personnel Hong Kong SFC License Details (ID 88231)

Personnel Hong Kong SFC License Details (ID 88231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2015-07-28	2016-10-21
	Rep	Asset management	2015-07-28	2016-10-21
	Rep	Dealing in securities	2015-07-28	2016-10-21
MF Global Hong Kong Limited	Rep	Advising on securities	2010-11-01	2011-11-11
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2006-11-03	2008-10-18
	Rep	Advising on securities	2006-05-11	2008-10-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2005-01-25	2006-04-10
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2003-06-06	2004-11-16
	Rep	Advising on securities	2003-06-06	2004-11-26