Personnel Hong Kong SFC License Details (ID 88233)

Personnel Hong Kong SFC License Details (ID 88233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2012-08-15	2012-12-10
	Rep	Advising on securities	2012-08-15	2013-03-01
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2012-01-11	2012-08-06
MF Global Hong Kong Limited	Rep	Advising on securities	2010-06-09	2011-11-11
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2008-06-23	2010-05-13
	Rep	Advising on securities	2008-06-02	2010-05-13
BEAR STEARNS ASIA LIMITED	Rep	Advising on securities	2005-10-13	2008-05-30
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-06-07	2004-10-15