Personnel Hong Kong SFC License Details (ID 88237)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2018-03-07	2018-03-07
	Rep	Dealing in securities	2017-03-15	2017-03-17
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2009-05-14	2011-11-11
	Rep	Dealing in securities	2009-05-14	2011-11-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-10	2008-12-18
	Rep	Dealing in securities	2007-07-10	2008-12-18