Personnel Hong Kong SFC License Details (ID 88238)

Personnel Hong Kong SFC License Details (ID 88238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2018-06-28	2022-10-21
	Rep	Dealing in securities	2018-06-28	2022-10-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-11-16	2018-03-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-11-16	2018-03-27
	Rep	Dealing in securities	2015-11-16	2018-03-27
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2012-01-03	2014-11-30
	Rep	Dealing in securities	2012-01-03	2014-11-30
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2010-09-30	2011-11-10
	Rep	Dealing in securities	2010-09-30	2011-11-10