Personnel Hong Kong SFC License Details (ID 88241)

Personnel Hong Kong SFC License Details (ID 88241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Water Capital Management Limited	RO	Advising on securities	2015-06-19	2023-05-31
	RO	Asset management	2014-06-09	2023-05-31
RICHMOND ASSET MANAGEMENT LIMITED (HK)	Rep	Asset management	2013-06-17	2014-02-07
	RO	Asset management	2012-10-03	2013-05-22
	Rep	Asset management	2012-09-11	2012-10-03
	Rep	Advising on securities	2012-09-11	2014-02-07
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2011-08-15	2011-11-11
	Rep	Dealing in securities	2011-08-15	2011-11-11
MIZUHO SECURITIES ASIA LIMITED	RO	Asset management	2005-03-16	2010-04-17
	Rep	Dealing in securities	2004-06-03	2010-04-17
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2003-05-21	2004-03-22
	Rep	Dealing in securities	2003-05-21	2004-04-15