Personnel Hong Kong SFC License Details (ID 88251)

Personnel Hong Kong SFC License Details (ID 88251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	Rep	Dealing in securities	2026-06-12	-
Marex Hong Kong Limited	RO	Dealing in futures contracts	2015-08-26	-
	Rep	Dealing in futures contracts	2012-05-28	2015-08-26
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-10-03	2012-05-19
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-10-03	2012-05-19
MF Global Hong Kong Limited	Rep	Advising on futures contracts	2008-05-05	2011-09-26
	Rep	Advising on securities	2008-05-05	2011-09-26
	Rep	Dealing in securities	2008-05-05	2011-09-26
	Rep	Dealing in futures contracts	2008-01-02	2011-09-26
	Rep	Leveraged foreign exchange trading	2008-01-02	2011-09-26
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2005-06-22	2007-05-29
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-04-06	2007-05-29