Personnel Hong Kong SFC License Details (ID 88254)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2012-01-09	2018-08-29
MF Global Hong Kong Limited	Rep	Advising on securities	2010-12-01	2011-11-11
BOCI RESEARCH LIMITED	Rep	Advising on securities	2009-09-28	2010-09-28
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-08-24	2009-09-11
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-17	2009-09-11