| T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2018-09-04 | 2021-03-31 |
| Rep | Dealing in futures contracts | 2012-01-03 | 2021-03-31 |
| MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-06 | 2011-11-10 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-18 | 2008-08-22 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2006-06-20 | 2008-08-22 |
| Rep | Dealing in futures contracts | 2006-06-20 | 2008-08-22 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-18 | 2006-01-23 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2005-10-18 | 2006-01-23 |