| Bowman and Fitzhugh Capital Limited | Rep | Dealing in securities | 2024-11-04 | 2026-03-30 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2023-08-21 | 2024-09-30 |
| Rep | Dealing in securities | 2023-08-21 | 2024-09-30 |
| Blackhorn Wealth Management Limited | Rep | Advising on securities | 2022-10-26 | 2023-05-17 |
| Rep | Asset management | 2022-10-26 | 2023-05-17 |
| Market Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-07-26 | 2022-03-11 |
| Rep | Dealing in securities | 2021-07-26 | 2022-03-11 |
| T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2021-01-14 | 2021-06-30 |
| Rep | Dealing in securities | 2021-01-14 | 2021-06-30 |
| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2019-12-02 | 2020-07-31 |
| Rep | Dealing in securities | 2019-12-02 | 2020-07-31 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-03-01 | 2019-10-31 |
| Rep | Dealing in securities | 2019-03-01 | 2019-10-31 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2017-12-19 | 2018-12-12 |
| Rep | Dealing in securities | 2017-01-10 | 2018-12-12 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | Dealing in securities | 2014-12-18 | 2015-10-30 |
| BTIG Hong Kong Limited | Rep | Dealing in securities | 2011-12-07 | 2013-11-22 |
| MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2010-10-12 | 2011-11-18 |
| Rep | Dealing in securities | 2009-02-10 | 2011-11-18 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2006-03-13 | 2009-01-31 |