| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-11-25 | 2023-05-17 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2019-11-25 | 2023-05-17 |
| RO | Dealing in securities | 2019-11-25 | 2023-05-17 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-16 | 2019-11-25 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-16 | 2019-11-25 |
| SG SECURITIES (HK) LIMITED | RO | Dealing in securities | 2015-09-11 | 2017-11-10 |
| Rep | Providing automated trading services | 2015-03-05 | 2017-11-10 |
| Rep | Dealing in futures contracts | 2015-03-05 | 2017-11-10 |
| Rep | Dealing in securities | 2012-01-06 | 2015-09-11 |
| MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2011-09-05 | 2011-11-11 |
| Rep | Advising on securities | 2011-09-05 | 2011-11-11 |
| Rep | Dealing in futures contracts | 2011-09-05 | 2011-11-11 |
| Rep | Dealing in securities | 2011-09-05 | 2011-11-11 |