Wells, Peter John (SFC:AWO080)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	RO	Advising on securities	2012-08-09	2015-03-12
	RO	Dealing in futures contracts	2012-08-09	2015-03-12
	RO	Dealing in securities	2012-08-09	2015-03-12
	Rep	Advising on securities	2012-05-15	2012-08-09
	Rep	Dealing in futures contracts	2012-05-15	2012-08-09
	Rep	Dealing in securities	2012-05-15	2012-08-09
MF Global Hong Kong Limited	Rep	Advising on futures contracts	2011-01-04	2011-11-11
	Rep	Advising on securities	2011-01-04	2011-11-11
	Rep	Dealing in futures contracts	2011-01-04	2011-11-11
	Rep	Dealing in securities	2011-01-04	2011-11-11

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	RO	Advising on securities	2012-08-09	2015-03-12
	RO	Dealing in futures contracts	2012-08-09	2015-03-12
	RO	Dealing in securities	2012-08-09	2015-03-12
	Rep	Advising on securities	2012-05-15	2012-08-09
	Rep	Dealing in futures contracts	2012-05-15	2012-08-09
	Rep	Dealing in securities	2012-05-15	2012-08-09
MF Global Hong Kong Limited	Rep	Advising on futures contracts	2011-01-04	2011-11-11
	Rep	Advising on securities	2011-01-04	2011-11-11
	Rep	Dealing in futures contracts	2011-01-04	2011-11-11
	Rep	Dealing in securities	2011-01-04	2011-11-11