Wildman, Christopher James SFC Licences and HKMA Registrations (ID 88270)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	RO	Dealing in futures contracts	2012-01-03	-
	Rep	Dealing in securities	2012-01-03	-
MF Global Hong Kong Limited	RO	Advising on futures contracts	2011-10-12	2011-11-10
	RO	Dealing in futures contracts	2011-10-12	2011-11-10
	Rep	Advising on futures contracts	2011-05-04	2011-10-12
	Rep	Dealing in futures contracts	2009-01-02	2011-10-12
	Rep	Dealing in securities	2009-01-02	2011-11-10
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-17	2008-08-21
Newedge Broker Limited	Rep	Providing automated trading services	2006-06-29	2008-08-21
	Rep	Dealing in futures contracts	2006-06-29	2008-08-21
	Rep	Dealing in securities	2006-06-29	2008-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.