Personnel Hong Kong SFC License Details (ID 88271)

Personnel Hong Kong SFC License Details (ID 88271)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	RO	Dealing in securities	2021-03-31	-
	RO	Dealing in futures contracts	2012-01-03	-
	Rep	Dealing in securities	2012-01-03	2021-03-31
MF Global Hong Kong Limited	RO	Advising on futures contracts	2011-10-12	2011-11-10
	RO	Dealing in futures contracts	2011-10-12	2011-11-10
	Rep	Advising on futures contracts	2011-05-04	2011-10-12
	Rep	Dealing in futures contracts	2009-01-02	2011-10-12
	Rep	Dealing in securities	2009-01-02	2011-11-10
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-17	2008-08-21
Newedge Broker Limited	Rep	Providing automated trading services	2005-02-07	2008-08-21
	Rep	Dealing in futures contracts	2005-02-07	2008-08-21
	Rep	Dealing in securities	2005-02-07	2008-08-21
	Rep	Providing automated trading services	2003-07-02	2003-12-01
	Rep	Dealing in futures contracts	2003-07-02	2003-12-01
	Rep	Dealing in securities	2003-07-02	2003-12-01