Personnel Hong Kong SFC License Details (ID 88272)

Personnel Hong Kong SFC License Details (ID 88272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex HK Asia Limited	RO	Leveraged foreign exchange trading	2017-11-23	2019-10-17
	RO	Dealing in securities	2014-11-20	2017-12-15
	RO	Dealing in futures contracts	2013-08-23	2022-10-27
MF Global Hong Kong Limited	Rep	Leveraged foreign exchange trading	2010-11-17	2011-11-11
	Rep	Dealing in futures contracts	2010-11-01	2011-11-11
FT Securities Limited	Rep	Advising on futures contracts	2005-11-10	2010-10-31
	Rep	Dealing in futures contracts	2005-11-08	2010-10-31
	Rep	Dealing in securities	2005-11-08	2010-10-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-08-19	2005-11-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-06-11	2005-11-04
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2004-04-29	2004-05-31
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-10-15	2004-04-21