Personnel Hong Kong SFC License Details (ID 88273)

Personnel Hong Kong SFC License Details (ID 88273)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2025-08-26	-
	Rep	Dealing in futures contracts	2025-08-26	-
	Rep	Advising on securities	2021-05-11	-
	Rep	Dealing in securities	2021-05-11	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-10-08	2021-04-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2017-06-19	2021-04-30
	Rep	Dealing in securities	2017-05-15	2021-04-30
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2014-02-14	2017-05-08
	Rep	Dealing in securities	2013-06-25	2017-05-08
MF Global Hong Kong Limited	Rep	Advising on futures contracts	2009-11-10	2011-11-11
	Rep	Advising on securities	2009-11-10	2011-11-11
	Rep	Dealing in futures contracts	2009-11-10	2011-11-11
	Rep	Dealing in securities	2009-11-10	2011-11-11
NATIXIS ASIA LIMITED	Rep	Dealing in securities	2006-10-23	2008-12-12