Personnel Hong Kong SFC License Details (ID 88279)

Personnel Hong Kong SFC License Details (ID 88279)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2025-09-02	2026-03-31
	Rep	Dealing in securities	2021-02-05	2022-08-31
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2015-11-05	2020-08-30
	Rep	Dealing in securities	2015-11-05	2020-08-30
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2015-06-01	2015-09-30
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-17	2015-03-14
	Rep	Dealing in securities	2011-06-17	2015-03-14
	Rep	Dealing in securities	2008-03-14	2011-03-07
	Rep	Advising on securities	2008-03-05	2011-03-07
CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2007-04-03	2007-10-31
Quam Securities Limited	Rep	Advising on securities	2006-02-27	2007-02-28
FWD Life Insurance Company (Bermuda) Limited	Rep	Asset management	-	2003-09-25
	Rep	Advising on securities	-	2006-02-09