Personnel Hong Kong SFC License Details (ID 88289)

Personnel Hong Kong SFC License Details (ID 88289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on securities	2020-09-24	2024-02-01
	Rep	Dealing in securities	2020-09-24	2024-02-01
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2016-04-29	2020-09-18
	Rep	Dealing in securities	2016-04-29	2020-09-18
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2010-02-26	2016-02-20
	Rep	Advising on securities	2009-05-05	2016-02-20
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-08-29	2009-04-06