Personnel SFC Licences and HKMA Registrations (ID 8829)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN CAPITAL MANAGEMENT LIMITED	RO	Asset management	2010-06-01	-
WFM Asia (HK) Limited	Rep	Advising on securities	2004-11-10	2009-01-31
	Rep	Asset management	2004-11-10	2009-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.