Personnel SFC Licences and HKMA Registrations (ID 88297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2024-08-26	-
	Rep	Dealing in securities	2024-08-26	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2016-07-19	2024-07-12
	Rep	Dealing in securities	2016-07-19	2024-07-12
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-05-17	2016-05-10
	Rep	Dealing in securities	2011-05-17	2016-05-10
iBest Consultants Limited	Rep	Dealing in securities	2009-08-10	2010-01-25
	Rep	Advising on securities	2007-09-19	2010-01-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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