Personnel Hong Kong SFC License Details (ID 88327)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bluemount Asset Management Limited	RO	Asset management	2023-03-29	2025-07-09
Bluemount Securities Limited	RO	Advising on securities	2023-03-29	2025-07-09
	RO	Dealing in securities	2023-03-29	2025-07-09
Gong Ping Futures Limited	RO	Dealing in futures contracts	2011-11-22	2019-11-12
Gong Ping Securities Limited	RO	Dealing in securities	2010-12-08	2019-11-12
JIMEI ASSET MANAGEMENT LIMITED	RO	Asset management	2010-02-03	2010-08-31
JIMEI FUTURES LIMITED	RO	Dealing in futures contracts	2009-07-20	2010-08-31
JIMEI SECURITIES LIMITED	RO	Dealing in securities	2009-07-20	2010-08-31
Glory Sun Securities Limited	RO	Dealing in securities	2008-05-29	2009-01-16
	Rep	Dealing in securities	2008-04-15	2008-05-29
CHINA RICH ASSET MANAGEMENT LIMITED	RO	Advising on securities	2006-04-06	2008-04-01
	RO	Asset management	2006-04-06	2008-04-01
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-11-07	2008-04-01
CHINA RICH ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-08-08	2006-04-06
	Rep	Asset management	2005-08-08	2006-04-06
REXCAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	2005-08-08	2007-12-01
WINGS SECURITIES (HK) LIMITED	RO	Dealing in securities	2005-08-08	2008-04-01
Beijing Securities Limited	RO	Dealing in securities	2004-07-27	2005-08-01
	Rep	Advising on securities	2004-07-23	2005-08-01
	Rep	Asset management	2004-07-23	2005-08-01
	Rep	Dealing in securities	2004-05-17	2004-07-27
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2003-11-12	2004-04-30
ASG BROKERAGE LIMITED	Rep	Dealing in securities	2003-04-23	2003-10-22
ASG FUTURES LIMITED	Rep	Dealing in futures contracts	2003-04-23	2003-10-22
CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	Rep	Advising on corporate finance	-	2003-04-07
	Rep	Advising on securities	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Dealing in securities	-	2003-04-07
CSC FUTURES (HK) LIMITED	Rep	Advising on futures contracts	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Dealing in futures contracts	-	2003-04-07
CSC SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-04-07
	Rep	Advising on securities	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Providing automated trading services	-	2003-04-07
	Rep	Dealing in securities	-	2003-04-07