Personnel Hong Kong SFC License Details (ID 88329)

Personnel Hong Kong SFC License Details (ID 88329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BG SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2025-06-16	-
	Rep	Dealing in securities	2025-06-06	2025-06-16
Gong Ping Securities Limited	RO	Advising on securities	2024-08-21	2025-05-28
Gong Ping Futures Limited	RO	Dealing in futures contracts	2017-10-03	2025-05-28
Gong Ping Securities Limited	RO	Dealing in securities	2017-07-18	2025-05-28
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2015-09-16	2017-10-03
Gong Ping Securities Limited	Rep	Dealing in securities	2015-09-16	2017-07-18
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2012-05-17	2013-10-25
Gong Ping Securities Limited	Rep	Dealing in securities	2011-07-29	2013-10-25