Ng, Ka Wing (SFC:ARB120) 吳家榮
SFC ID:ARB120
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yaw Kai Financial Group Limited | RO | Asset management | 2020-09-24 | 2026-04-23 |
| RO | Advising on securities | 2019-03-06 | 2026-04-23 | |
| RO | Dealing in securities | 2019-03-06 | 2026-04-23 | |
| HONOR SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2017-01-16 | 2017-06-13 |
| HONOR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-30 | 2017-03-17 |
| Rep | Asset management | 2016-08-30 | 2017-03-17 | |
| HONOR SECURITIES (HK) LIMITED | RO | Dealing in securities | 2016-08-04 | 2017-06-13 |
| QMIS Asset Management Limited | Rep | Advising on securities | 2015-11-30 | 2016-06-21 |
| QMIS Securities Limited | RO | Dealing in securities | 2015-09-02 | 2016-06-21 |
| Rep | Dealing in securities | 2015-08-04 | 2015-09-02 | |
| Gong Ping Futures Limited | RO | Dealing in futures contracts | 2014-09-12 | 2015-07-30 |
| Gong Ping Securities Limited | RO | Dealing in securities | 2014-09-12 | 2015-07-30 |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2014-09-12 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2011-03-29 | 2014-09-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-02-11 | 2010-06-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-11 | 2011-03-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2010-03-01 |
| Rep | Dealing in futures contracts | 2008-05-20 | 2011-03-05 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-20 | 2011-03-05 |