Personnel Hong Kong SFC License Details (ID 88335)

Personnel Hong Kong SFC License Details (ID 88335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in securities	2016-11-03	2017-06-30
Parry International Trading Limited	RO	Dealing in securities	2015-11-25	2016-10-03
	Rep	Dealing in securities	2015-10-20	2015-11-25
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2013-02-18	2015-09-27
	RO	Dealing in securities	2013-02-18	2015-09-27
	Rep	Advising on securities	2012-09-12	2013-02-18
	Rep	Dealing in securities	2012-09-12	2013-02-18
MIRABAUD (ASIA) LIMITED	RO	Advising on securities	2009-07-06	2012-08-20
	RO	Dealing in securities	2009-07-06	2012-08-20
	Rep	Advising on securities	2008-11-06	2009-07-06
	Rep	Dealing in securities	2008-11-06	2009-07-06