Personnel Hong Kong SFC License Details (ID 88339)

Personnel Hong Kong SFC License Details (ID 88339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-09	2025-06-23
	Rep	Dealing in securities	2024-02-09	2025-06-23
	Rep	Advising on securities	2023-10-03	2023-10-25
	Rep	Asset management	2023-10-03	2023-10-25
	Rep	Dealing in securities	2023-10-03	2023-10-25
GLG Partners Hong Kong Limited	Rep	Advising on securities	2021-09-20	2023-10-02
	Rep	Dealing in securities	2021-09-20	2023-10-02
	Rep	Asset management	2021-08-17	2023-10-02
Trafalgar Capital Management (HK) Limited	Rep	Asset management	2015-10-30	2021-04-12
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2012-08-21	2015-10-30
	Rep	Dealing in securities	2012-08-21	2015-10-30
MIRABAUD (ASIA) LIMITED	Rep	Advising on securities	2010-08-27	2012-06-15
	Rep	Dealing in securities	2010-08-27	2012-06-15