Personnel Hong Kong SFC License Details (ID 88341)

Personnel Hong Kong SFC License Details (ID 88341)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	RO	Advising on securities	2015-10-13	2016-07-31
	RO	Dealing in securities	2015-10-13	2016-07-31
	Rep	Advising on securities	2015-07-07	2015-10-13
	Rep	Dealing in securities	2015-07-07	2015-10-13
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2012-08-21	2015-06-13
	Rep	Dealing in securities	2012-08-21	2015-06-13
MIRABAUD (ASIA) LIMITED	Rep	Advising on securities	2009-09-29	2012-07-31
	Rep	Dealing in securities	2009-09-15	2012-07-31
ICAP Equities Asia Limited	Rep	Dealing in securities	2009-03-12	2009-08-12
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-12-12	2009-03-09
	Rep	Dealing in securities	2008-12-12	2009-03-09