Personnel SFC Licences and HKMA Registrations (ID 88351)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2023-10-20	-
	RO	Asset management	2013-08-14	-
	Rep	Asset management	2009-01-15	2013-08-14
	Rep	Advising on securities	2009-01-15	2023-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.