Personnel Hong Kong SFC License Details (ID 88356)

Personnel Hong Kong SFC License Details (ID 88356)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2012-06-07	2021-11-14
	Rep	Asset management	2012-06-07	2021-11-14
	Rep	Dealing in securities	2012-06-07	2021-11-14
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-17	2012-05-12
	Rep	Asset management	2008-10-02	2012-05-12
	Rep	Advising on securities	2008-09-18	2012-05-12
Superfund Financial (Hong Kong) Limited	Rep	Advising on securities	2005-07-12	2008-07-24
	Rep	Dealing in securities	2005-07-12	2008-07-24