Personnel Hong Kong SFC License Details (ID 88358)

Personnel Hong Kong SFC License Details (ID 88358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SECURIS CAPITAL LIMITED	Rep	Advising on securities	2021-04-09	2025-03-25
	Rep	Dealing in securities	2021-04-09	2025-03-25
	RO	Asset management	2015-07-08	2025-03-25
GENERALI INVESTMENTS ASIA LIMITED	Rep	Advising on futures contracts	2015-01-06	2015-07-03
	RO	Asset management	2014-07-09	2015-07-03
	Rep	Asset management	2014-05-07	2014-07-09
	Rep	Advising on securities	2014-05-07	2015-07-03
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2013-01-08	2014-03-03
	RO	Asset management	2012-11-29	2014-03-03
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2011-06-07	2013-01-08
	Rep	Asset management	2011-06-07	2013-01-08
	Rep	Dealing in securities	2011-06-07	2013-01-08
SECURIS CAPITAL LIMITED	Rep	Asset management	2008-10-31	2010-08-31