Personnel Hong Kong SFC License Details (ID 88367)

Personnel Hong Kong SFC License Details (ID 88367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2025-12-15	-
	Rep	Asset management	2025-12-15	-
	Rep	Dealing in securities	2025-12-15	-
Zenas Capital Management Limited	RO	Advising on securities	2015-11-30	2016-09-15
	RO	Asset management	2013-09-12	2016-09-15
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2010-04-21	2013-06-11
	Rep	Asset management	2010-04-21	2013-06-11
	Rep	Dealing in securities	2010-04-21	2013-06-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2008-10-06	2010-03-06
	Rep	Dealing in securities	2008-10-06	2010-03-06