Personnel Hong Kong SFC License Details (ID 88374)

Personnel Hong Kong SFC License Details (ID 88374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2017-09-14	-
	RO	Dealing in securities	2017-09-14	-
	Rep	Asset management	2013-06-28	-
	Rep	Advising on securities	2013-06-28	2017-09-14
	Rep	Dealing in securities	2013-06-28	2017-09-14
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	RO	Advising on securities	2011-10-31	2013-06-15
	RO	Dealing in securities	2011-10-31	2013-06-15
	Rep	Dealing in securities	2010-09-29	2011-10-31
	Rep	Advising on securities	2008-01-17	2011-10-31
	Rep	Asset management	2008-01-17	2013-06-15