Personnel Hong Kong SFC License Details (ID 88376)

Personnel Hong Kong SFC License Details (ID 88376)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
abrdn Hong Kong Limited	Rep	Advising on securities	2023-03-03	2026-08-27
	Rep	Dealing in securities	2023-03-03	2026-08-27
BNY Mellon Managed Investments Limited	Rep	Advising on securities	2014-03-07	2015-06-03
	Rep	Asset management	2014-03-07	2015-06-03
	Rep	Dealing in securities	2014-03-07	2015-06-03
PANGU CAPITAL LIMITED	Rep	Asset management	2013-12-19	2014-01-30
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2007-11-02	2011-12-01
	Rep	Asset management	2007-11-02	2011-12-01