Personnel Hong Kong SFC License Details (ID 88382)

Personnel Hong Kong SFC License Details (ID 88382)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-07-22	2014-12-31
	Rep	Asset management	2014-07-22	2014-12-31
	Rep	Dealing in securities	2014-07-22	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-07-22	2015-04-27
	Rep	Asset management	2014-07-22	2015-04-27
	Rep	Dealing in securities	2014-07-22	2015-04-27
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-03-22	2014-06-18
	Rep	Dealing in securities	2012-03-22	2014-06-18
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2010-02-11	2011-12-01
	Rep	Dealing in securities	2010-02-11	2011-12-01