Personnel Hong Kong SFC License Details (ID 88383)

Personnel Hong Kong SFC License Details (ID 88383)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vanguard Investments Hong Kong Limited	Rep	Advising on securities	2019-04-15	2020-11-30
	Rep	Dealing in securities	2019-04-15	2020-11-30
Direxion Asia Limited	RO	Advising on securities	2016-03-08	2019-03-12
	RO	Dealing in securities	2016-03-08	2019-03-12
	Rep	Advising on securities	2014-02-27	2016-03-08
	Rep	Dealing in securities	2014-02-27	2016-03-08
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2011-09-08	2014-02-22
	Rep	Asset management	2011-09-08	2014-02-22
	Rep	Dealing in securities	2011-09-08	2014-02-22