Personnel Hong Kong SFC License Details (ID 88393)

Personnel Hong Kong SFC License Details (ID 88393)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-09-29	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-17	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-05-17	-
	Rep	Dealing in securities	2021-04-28	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-10-04	2021-04-01
Edmond de Rothschild Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-09-10	2017-06-30
BNY Mellon Investment Management Hong Kong Limited	Rep	Asset management	2014-04-01	2015-07-16
	Rep	Dealing in futures contracts	2014-04-01	2015-07-16
	Rep	Dealing in securities	2014-04-01	2015-07-16
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2013-01-11	2014-03-16
	Rep	Asset management	2013-01-11	2014-03-16
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2009-08-10	2014-03-16
	Rep	Asset management	2009-08-10	2014-03-16
Cheyne Capital Management (HK) Limited	Rep	Asset management	2008-08-01	2008-11-01
ARGYLE STREET MANAGEMENT LIMITED	Rep	Advising on securities	2007-02-22	2008-06-11
	Rep	Asset management	2007-02-22	2008-06-11