| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-29 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-17 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-05-17 | - |
| Rep | Dealing in securities | 2021-04-28 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-10-04 | 2021-04-01 |
| Edmond de Rothschild Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-10 | 2017-06-30 |
| BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2014-04-01 | 2015-07-16 |
| Rep | Dealing in futures contracts | 2014-04-01 | 2015-07-16 | |
| Rep | Dealing in securities | 2014-04-01 | 2015-07-16 | |
| Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2013-01-11 | 2014-03-16 |
| Rep | Asset management | 2013-01-11 | 2014-03-16 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-10 | 2014-03-16 |
| Rep | Asset management | 2009-08-10 | 2014-03-16 | |
| Cheyne Capital Management (HK) Limited | Rep | Asset management | 2008-08-01 | 2008-11-01 |
| ARGYLE STREET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-02-22 | 2008-06-11 |
| Rep | Asset management | 2007-02-22 | 2008-06-11 |
No HKMA registrations in the collected records.