Personnel Hong Kong SFC License Details (ID 88395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-11-26	2020-10-23
	Rep	Asset management	2018-11-26	2020-10-23
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2014-07-21	2016-10-12
	Rep	Asset management	2014-07-21	2016-10-12
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2014-06-12	2016-10-12
	Rep	Asset management	2014-06-12	2016-10-12
	Rep	Dealing in securities	2014-06-12	2016-10-12
VALUE PARTNERS LIMITED	Rep	Advising on securities	2014-06-12	2016-10-12
	Rep	Asset management	2014-06-12	2016-10-12
	Rep	Dealing in securities	2014-06-12	2016-10-12
BEA Union Investment Management Limited	Rep	Advising on securities	2013-10-03	2014-05-14
	Rep	Dealing in securities	2013-10-03	2014-05-14
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2012-12-17	2013-08-23
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2011-05-18	2013-08-23
	Rep	Dealing in securities	2011-05-18	2013-08-23
Mirae Asset Securities (HK) Limited	Rep	Advising on corporate finance	2010-05-17	2010-09-30
	Rep	Advising on securities	2010-05-17	2010-09-30
	Rep	Dealing in securities	2010-05-17	2011-05-04
Friedmann Pacific Asset Management (Hong Kong) Limited	Rep	Advising on securities	2009-11-30	2010-05-04
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on corporate finance	2009-08-17	2010-05-04
	Rep	Dealing in securities	2009-08-17	2010-05-04
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2008-05-03	2009-07-18
	Rep	Dealing in securities	2008-02-25	2009-07-18